Commission on Structural Racism in the Parole Process

Report Recommendations

  • I. Identify a path towards phasing-out and/or eliminating supervision fees placed upon parolees

    Removal of supervision fees reduces barriers to re-entry and rehabilitation that disproportionately affect people of color. This will also streamline the parole process by reducing administrative costs, increasing efficiency. The Boston Bar Association’s Criminal Justice Reform Working Group recommended the elimination of supervision fees in their report in 2017. This report was so compelling that the late Chief Justice Ralph Gants of the Massachusetts Supreme Judicial Court said the report was “required reading for anyone considering criminal justice reform in Massachusetts” in his 2017 State of the Judiciary Address. Notably, the Parole Board has requested this recommendation to be implemented as a part of the FY2023 budget process, as there is no evidence that the fees have any positive effect towards reducing recidivism.

  • II. Eliminate the $25 Registry of Motor Vehicles Mass ID fee for incarcerated individuals eligible for parole. The RMV, the DOC, and the Sheriffs should establish a process to ensure that all incarcerated individuals have valid Mass IDs prior to being released on parole.

    The Registry of Motor Vehicles charges a fee for processing a driver’s license application. This fee adds an additional obstacle for individuals as they prepare for release, as well as an additional challenge that DOC must overcome. Removing this fee will streamline the process of release and help to alleviate the effects of wealth disparities between incarcerated individuals.

  • III. Allocate additional funding towards transitional housing and revocation diversion

    Additional funding towards transitional housing and revocation diversion programming for low-income individuals will aid in reducing recidivism by providing more safe and stable housing for parolees upon release, and will help to address income-related obstacles that disproportionately affect people of color.

    In addition to fees/fines, successful re-entry into the community requires parolees to follow strict conditions of parole. In addition to complying with technical conditions (the full list of most common technical violations is included later in this report) parolees are expected to have a stable and safe home plan, find and maintain approved employment or schooling/training, be able to transport themselves to meet with parole officers at any given time, and in certain cases enroll in counseling or other programming required by the parole board and/or parole officers.

    These conditions are intended to promote a safe and stable environment for parolees upon release. Certain conditions however, are difficult to meet for low-income parolees that lack substantial family support, such as finding and maintaining employment and securing an approved home plan. These conditions are especially challenging for parolees of color, who on average have less wealth and face more difficulty finding employment after incarceration. Parole conditions and violations will be discussed further later in this report.

  • IV. Allocate an additional minimum of $1,000,00032 annually towards housing to secure beds in sober housing programs that are certified with the Massachusetts Alliance for Sober Housing for individuals who cannot cover the costs themselves

    Increased funding for sober housing and re-entry navigators will help address the persistent issues of alcoholism and substance use disorder that obstruct successful re-entry. Investments in services that support and improve conditions for maintaining sobriety are necessary to reduce recidivism. Parolees of color, especially those with substance use issues, are less likely to have the financial resources and support necessary for successful transition back into society

  • V. Establish a Massachusetts state tax incentive to match the federal Work Opportunity Tax Credit tax credit given to employers that hire ex-offenders, commonly referred to as CORI-friendly employers

    Another condition of parole is a requirement to maintain legitimate employment. This poses a challenge for incarcerated individuals, who can have difficulty finding employment after incarceration. Job attainment and average earnings after incarceration differ substantially by race in Massachusetts; Black and Hispanic/Latino individuals on average have lower earnings and more difficulty finding employment after incarceration than White individuals in Massachusetts, according to a Harvard University study. Furthermore, according to the Boston Bar Association’s criminal justice working group “when an individual is convicted of a crime, the fact of the conviction itself can create a stigma that helps drive recidivism.” Improving financial incentives for employers to hire ex-offenders will alleviate disparities for incarcerated individuals of color who tend to have increased difficulty finding employment upon release by expanding opportunities for employment.

  • VI. No condition of parole shall be ordered unless that condition specifically addresses the particular characteristics of the person and the offense for which they are being paroled. The Parole Board must consider whether any condition ordered would have a rehabilitative effect or serve a clear and legitimate public safety or rehabilitative purpose. The Parole Board must state the particular facts relative to each individual parolee that justify each condition of parole

    Currently, there is no statutory burden of proof requirement for conditions set upon parolees. Certain technical conditions have a disproportionate effect on people of color, without demonstrating significant evidence that the condition prevents recidivism. As an example, one condition of parole prohibits parolees from interacting with individuals with a criminal history. It is important to note that this condition has been amended over time to allow parolees to interact with those with a criminal history if this interaction is incidental to their approved place of work, home plan, and/or with activities of a bonafide political or social organization.

    Nevertheless, this condition even as amended is more difficult for Black and Hispanic/Latino individuals who are more likely to have family members (who may not be part of their approved home plan) that have a criminal history. Furthermore, the parole board retains the power to impose special conditions to limit these interactions. This condition's current language demonstrates that standard conditions cannot always take into account specific needs or circumstances of the individuals that they regulate, and can disproportionately affect parolees of color.

    By eliminating standard conditions and instead, requiring conditions to be designed to address the individual needs of the parolee and their circumstances, the Parole Board can reduce the unintended consequences of standardized conditions that disproportionately occur for people of color and create a more individualized, needs-based approach to re-entry.

  • VII. The Parole Board shall be expanded to 9 members and at all times the Board shall have at least three members each of whom have at least five years of experience in fields of psychiatry, psychology, social work, or the treatment of substance use disorder. One of those three members must be a licensed mental health professional as defined in section 1 of chapter 123 of the General Laws

    As indicated above, the most frequent parole violations in 2020 were for substance use related issues. The Commission found that the Parole Board is integral in creating case management plans for parolees which often means that Parole Board members make recommendations or set conditions around mental health services and substance use. Accordingly, more expertise on the Parole Board in the fields of behavioral health and substance use can help in promoting re-entry plans that address these concerns using medical standards and best practices.

  • VIII. The Parole Board shall have at least one member who is a formerly incarcerated individual who has completed the parole process; a minimum of 3 years must have passed since the individual completed the parole process and they must have a background in at least one of the following areas: psychology, mental health and/or substance use, transitional housing, re-entry after incarceration, public safety, or law

    Requiring that a member of the Parole Board has themselves completed the parole process and has had successful re-entry will ensure diversity of experience and representation from an individual who understands how parole operates in practice for the person under supervision.

  • IX. All members of the Parole Board, parole officers, and transitional service unit employees shall undergo annual cultural competency and implicit bias training, and structural racism education

    Cultural competency and structural racism education and training will help address implicit biases that affect treatment and management of incarcerated individuals and parolees of color. Transitional service unit (TSU) employees are responsible for creating case plans and helping to prepare individuals for their parole hearings, and for life after prison. This makes TSU employees integral to the success of incarcerated individuals being released. Cultural competency and structural racism training will help address implicit bias and promote equitable treatment. The Commission acknowledges that some parole staff currently do receive training

  • X. The Parole Board must establish a strategic plan to improve diversity of workforce personnel

    While Black and Hispanic/Latino individuals made up about half of those under supervision in 2020, the Parole workforce is only 18% non-White.42 Less than 10% of field parole officers are Black or Latino. Civil service also influences hiring challenges in this regard. In recent years, the Parole Board has engaged in efforts to improve equitable treatment and diversity, however given that the workforce does not reflect the diversity of the clients they serve, the Commission recommends that Parole establishes an initiative to address this. If additional resources are needed to implement strategies to diversify workforce personnel, the Parole Board should work with the legislature to secure these needs. The Parole Board should include updates to their workforce diversity initiative in their annual report.

  • XI. All parole decision hearing audio must be recorded and securely stored, to be made available to the parolee, victim/survivor and their respective attorney(s) upon request. The recordings shall be stored and archived until the person is off parole or dies. The Commission recommends additional funding to be allocated to the Parole Board in order to pay for implementation, recording and storage equipment, and personnel necessary to execute this request

    This recommendation will standardize protocols for recording of parole hearings for all parolees.

  • XII. The DOC, HOCs, and the Parole Board must collect and publish data on the following annually

    • Parole violations broken down by race/ethnicity, gender, and type of violation

    • Parole revocations and cause of revocation and demographics of the individuals

    • The race/ethnicity of the individuals on parole who are returned to prison for a preliminary hearing on an alleged technical parole violation

    • The race/ethnicity of the individuals who are found to have violated a technical condition of parole at a final revocation hearing and are returned to prison

    • The race/ethnicity of persons found to have committed a disciplinary infraction after parole is granted

    • Race/ethnicity of the workforce of DOC and HOCs, broken down by department

    • Race/ethnicity for parole eligible individuals who choose to forego the parole process compared to those who choose to see parole

    • The average time between the parole eligibility date, the parole release hearing, the parole decision date, and the actual release date, disaggregated by race/ethnicity and gender, and disaggregated by house of correction prisoner, non-lifer state prisoner and lifers

    • The average time between a positive parole vote and the time the client is released into supervision

    • The percentage of people with positive votes who are not released on parole

    • The percentage of people taken into custody (after a parole violation) before they have a revocation hearing

    Additionally, DOC and HOC must report on the percentage of individuals who have had parole revoked and are returned to custody for technical violations that are not associated with criminal activity.

    In addition to this, Houses of Correction must collect and publish the paroling rates by race/ethnicity (to align with annual reporting on paroling rates by race/ethnicity conducted by DOC and the Parole Board).

    The Commission estimates that allocating an additional $100,00046 to the Parole Board, DOC, and HOCs each will help meet these requests and bolster their data collection software, whether through existing use of the State Parole Integrated Record and Information Tracking (SPIRIT) or new software. The Commission acknowledges that the Justice Reinvestment Oversight Board is working in this area, and we suggest they take this Commission’s recommendations into consideration in their deliberations. Further data collection will allow for more clarity on disparities and a deeper understanding of parole in both the DOC and Houses of Correction.

  • XIII. At each parole hearing, a correctional program officer (CPO) or correctional facility staff member must be present and specifically inform the Parole Board of which services are available at a given time. The designee may weigh in on reserve restrictions set by the Parole Board to verify that the incarcerated individual will be able to qualify, comply with classification, or complete terms, services, and requisites requested by the parole board, given classification status and availability of program. Additionally, the Commission reinforces the existing DOC classification regulation requiring that when a reserve vote to lower security is made, the person must appear before a classification board in 30 days

    The Commission found that because the Parole Board is independent of other agencies, conditions set for parolees at hearings are not always able to be met because of limitations or conditions at DOC or EOPSS that may change daily. For example, as a requisite for parole, an incarcerated individual may be required to complete one month in a minimum security facility, despite not being eligible due to DOC classification. To ensure that the conditions that the Parole Board sets for incarcerated individuals are able to be met by DOC, the Commission recommends having a representative from DOC present for meetings to verify that DOC can meet the requirements set for the incarcerated individual. This recommendation also applies to Houses of Correction, where the Commission also received evidence supporting the need to improve communication between the Parole Board and facilities.

  • XIV. The Parole Board should issue a detailed Record of Decision for all cases, including non-lifers, which includes individual details and facts about the case that have led the board to either approve or deny parole. In the case of denial, clear instructions should be provided to become a better candidate for parole

    Issuing a more detailed Record of Decision to non-lifer parolees will give those who are denied parole more detailed information on programs and activities that they can participate in to become a better candidate for parole in the future. The instructions provided from parole should consider DOC and HOCs programming availability.

  • XV. Polygraph testing shall not be permitted as a condition for parole, unless research from accredited institutions deems them effective in predicting risk for a particular offense. The Parole Board shall review the latest peer reviewed research every 2 years

    Currently, polygraph testing is sometimes imposed as a special condition of parole. While the use of polygraph testing is minimal in Massachusetts, there is little scientific consensus around the reliability of polygraph testing. In the vast majority of cases, polygraph testing should not be used. However, some evidence suggests that polygraph testing should be permitted for sex offenders. Therefore to comply with existing research, the Commission recommends only using polygraph testing in case of sex offenders. Evidence from a polygraph test should not be the sole or main reason to revoke parole. Regular review of the research in this area is warranted.

  • XVI. The Parole Board must issue a determination on lifer cases no more than 90 days after the parole hearing

    The Commission found that currently, decisions for lifer cases take close to 9 months to be made. For expedited decision lifers typically wait 5 to 6 months for a decision. Across parole boards there has been no standard timeline to issue parole decisions. Setting standard timeframes for parole decisions ensures that decisions are carried out in a reasonable period of time. Section 7 of Chapter 27 of the General Laws demonstrates legislative intent to take reasonable steps to have parole board decisions issued within 60 days and outlines the process for ensuring that caseloads are met in a timely fashion

Members

 

Jamie Eldridge
Massachusetts State Senator, Co-Chair

Adam Gomez
Massachusetts State Senator

Colette Santa
Massachusetts Parole Board Member

Patricia Garin
American Civil Liberties Union of
Massachusetts, Inc.

Carl Miranda
Roca, Inc.

Marwa Sayed
Massachusetts Coalition for the Homeless, Inc.

Ronald Corbett
Governor Baker Appointee

Andy Vargas
Massachusetts State Representative, Co-Chair

Paul Schmid
Massachusetts State Representative

Kip Diggs
Massachusetts State Representative

Maurice Powe
National Association for the Advancement of
Colored People New England Area Conference

Francisco “Tito” Santos Silva
UTEC, Inc.

Kristyn J.E. Henry
Prisoner’s Legal Services of Massachusetts

 

Statutory Charge

An Act Relative to Justice, Equity and Accountability in Law Enforcement in the Commonwealth

Chapter 253 of the Acts of 2020

SECTION 111. (a) There shall be established, pursuant to section 2A of chapter 4 of the General Laws, a special legislative commission on structural racism in the parole process. The commission shall make an investigation and study into disparate treatment of persons of color in the parole process and determine the role of structural racism in those disparities.

(b) The special legislative commission shall consist of 13 members: 3 of whom shall be members of the house of representatives to be appointed by the speaker of the house, 1 of whom shall be a member of the Massachusetts Black and Latino Legislative Caucus and 1 of whom shall be a member of the Massachusetts House Asian Caucus; 2 of whom shall be members of the senate to be appointed by the senate president; 2 of whom shall be appointed by the governor, 1 of whom shall be a member of the parole board; 1 of whom shall be the executive director of the American Civil Liberties Union of Massachusetts, Inc. or a designee; 1 of whom shall be the president of the National Association for the Advancement of Colored People New England Area Conference or a designee; 1 of whom shall be the executive director of Roca, Inc. or a designee; 1 of whom shall be the executive director of the Massachusetts Coalition for the Homeless, Inc. or a designee; 1 of whom shall be the chief executive officer of UTEC, Inc. or a designee; and 1 of whom shall be the executive director of Prisoners’ Legal Services or a designee.

(c) The special commission shall conduct a thorough review of the parole process to determine if there are disparities in the treatment of persons of color in the granting or denying of parole and if structural racism is a cause of those disparities. The special commission shall also conduct a thorough review of any disparities in conditions of release placed on persons of color and if structural racism is a cause of those disparities. The special commission shall make recommendations to eliminate any disparities in the treatment of persons of color found in the parole process including policy or legislative changes.

(d) The special commission shall submit its report and recommendations, together with drafts of legislation to carry its recommendations into effect, by filing the same with the clerks of the house of representatives and the senate not later than September 30, 2021.